Research American Express before you apply
Check ratings, real-employee reviews, verified pay, and interview difficulty.
Seeking a professional with 5+ years of experience and a bachelor’s degree in Finance, Accounting, Business Administration, or a related field. The role involves conducting RCSA, compliance reviews, PRSA testing, AML and control assessments, identifying risks and control gaps, reviewing policies, reporting findings, tracking remediation actions, and supporting regulatory compliance initiatives. Candidates should possess strong analytical, problem-solving, communication, and organizational skills, along with proficiency in MS Office. Experience in financial services risk, compliance, or audit functions, knowledge of AML/KYC/sanctions processes, and certifications such as CIA, ACAMS, or ICA are preferred.
Responsibilities
Key Responsibilities:
• Conduct RCSA exercises across business units to identify, assess, and document operational and compliance risks.
• Support compliance reviews and PRSA testing, including planning, execution, testing of controls, and reporting findings.
• Assist in AML and records validation testing, including transaction monitoring and control effectiveness reviews.
• Review policies, procedures, and process documentation to ensure adherence to regulatory and internal standards.
• Prepare testing and RCSA reports highlighting observations, control gaps, and recommendations for remediation.
• Track and follow up on management action plans to ensure timely closure.
• Maintain up-to-date knowledge of regulatory changes and their impact on business processes.
• Collaborate with stakeholders to promote a strong risk and control culture.
Qualifications
Required Skills & Qualifications:
• Minimum 5 years of experience, bachelor’s degree in finance, Accounting, Business Administration, or related field.
• Understanding of RCSA, compliance reviews, and PRSA testing methodology.
• Knowledge of AML and regulatory compliance processes is a plus.
• Strong analytical and problem-solving skills.
• Excellent attention to detail and organizational skills.
• Proficiency in MS Office (Excel, Word, PowerPoint).
• Strong communication skills, both written and verbal. Preferred Qualifications:
• Prior experience in compliance, audit, or risk roles within financial services.
• Familiarity with AML screening, KYC, or sanctions processes.
• Professional certifications such as CIA, ACAMS, or ICA is advantageous.